Job ref no.: CT3129593-01#5082

Settlement Officer/ Senior Officer

Forwin Securities Group Limited

Job Responsibilities:

  • Perform daily settlement operations including HK Equities, Derivatives and OTC products
  • Handle corporate action and client account funds in/out
  • Handle the client’s instructions on fund deposit/withdrawal and securities transfer instructions
  • Perform daily operations in CCASS including SI, ATI, cash prepayments, voting, entitlement options, eIPO / IPO application, etc.
  • Prepare settlement reports and statements
  • Perform reconciliations to ensure data capture accuracy and completeness, and resolve the discrepancies
  • Monitor the operations are processed are in compliance with internal guideline and regulatory requirements
  • Responsible for Account Opening and relevant documentation
  • Assist in account opening for corporate and institutional clients
  • Provide administrative and clerical support, such as data input and document filing
  • Liaise with relevant parties to follow up any settlement related issues and enquiries
  • Liaise with front office and/or external parties to resolve operation issues
  • Perform ad hoc assignments as required

Job Requirement:

  • Diploma or above
  • At least 5 years settlement experience in Hong Kong securities market settlement operations
  • Good knowledge of securities market with experience in settlement process and familiar with CCASS operations
  • Proficiency in Microsoft Word and Excel
  • Able to work independently with strong sense of responsibilities
  • Proficiency in spoken and written English, Cantonese and Mandarin
  • Detail-minded, responsible and able to work under pressure
  • Good interpersonal and communication skill
  • Candidate with more experience will be considered as Senior Officer

Interested candidates, please email your full resume with present & expected salary by clicking “Apply Now

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More job information
Job ref no. CT3129593-01#5082
Job Function
  • Wanchai
Employment Term
  • Full-time
  • 5 years
Career Level
  • Middle management level
  • Diploma or equivalent
  • Asso. Deg or High Dip
  • 5-day week
  • Dental plan
  • Medical plan