Job ref no.: CT3115413-01#8620

Settlement Officer,Securities(Financial Services, SFC Type 1 & 2)

DNA Recruit Partners Limited

  • 5-day week
  • Dental plan
  • Discretionary bonus
  • Flexible working hours
  • Insurance plan
  • Medical plan

 Our client is a Well-funded Financial Services Group, headquarter in UK and registered under SFC type 1 & 2. Due to the recent Business expansion, an unique opportunity has arisen, they are looking for a Settlements Officer to join their growing team. Newly created position, MNC environment, quality work life balance (5 Days Work weekly).In return, the successful incumbent will have a greater opportunity to further develop in securities settlement trading path. 



  • Reconcile daily stock and cash positions Handle settlement-related functions including but not limited to IPO processing, stamp duty payment, preparation of orders for unit trust subscription or redemption and dividend claims.
  • Perform daily stock reconciliation and investigate any entitled holdings discrepancies and follow up outstanding issues
  • Prepare settlement reports and statements as well as other administrative dutie
  • Perform other ad-hoc projects and assignments as required
  • Assist to review and prepare operation procedures of settlement related processes
  • Provide support to ad hoc projects and assignments



  • Degree Holder or tertiary educational background equivalence
  • Minimum 2 years experiences in a settlement officer role in any SFC registered firm, Securities brokerage firm, equities Trading group or Financial Institutional etc 
  • Knowledge of securities, futures and options settlement (CCASS, DCASS and CCMS operations are essential) 
  • Good command of both spoken and written English and Chinese, Mandarin is an advantage
  • Excellent communications skill, good team player, attentions to detail and well-organised 
  • Proficient in MS office applications, including Chinese word processing
  • Immediate available are highly preferred 


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More job information
Job ref no. CT3115413-01#8620
  • N/A
Job Function
  • Tsimshatsui
Employment Term
  • Full-time
  • 2 years - 5 years
Career Level
  • Middle management level
  • Degree