Job ref no.: CT3124387-01#0074
RecruitFirst Limited

SFC Responsible Officer (Brokerage/RO/Customer Service/KYC/On-boarding/CS)

RecruitFirst Limited

  • 5-day week
  • Discretionary bonus
  • Insurance plan
  • Medical plan

SFC Responsible Officer (Brokerage/RO/Customer Service/KYC/On-boarding/CS)

Our Client, a well-established Financial Institution with Brokerage Business and a sizable Asset Management arm is now looking for a high caliber to join their elite team.

  • Handle clients’ enquiries on account opening, trading platform and market information with professional manner.
  • Provide comprehensive client support services including client on-boarding and documentation relating to client profiling / KYC diligence.
  • Handle operations relating to clients’ transactional activities, systems, account re-balancing processes, administration and customer complaints.
  • Comply with all applicable laws, codes, rules and regulations and standard of good market practices.
  • Act as a contact point to liaise with SFC and other regulators regarding front office operations.
  • Attend business trip to China, mainly Shenzhen for client meeting.


  • Degree holder in Finance, Economics or related disciplines.
  • Holder of SFC Responsible Officer License Type 1,2, 4 or sufficient experience to qualify for RO license.
  • 5 years or more customer services or sales work experience from a financial institution.
  • Proficient in spoken and written English, Mandarin and Cantonese.

For interested parties, please click Apply or contact Marco Li by 3705 7824.

More job information
Job ref no. CT3124387-01#0074
  • 35,000 - 45,000 / month
Job Function
  • Causeway Bay
Employment Term
  • Permanent
  • Full-time
  • 5 years - 6 years
Career Level
  • Middle management level
  • Degree