Job ref no.: CT3116128-01#5696

SFC Type 9 Responsible Officer

Jovial Capital Investment Management Limited

  • 5-day week

Key Responsibilities:

  • Assist the company in the whole process of SFC Type 9 license application
  • Act as Responsible Officer with management responsibilities and duties to register and supervise SFC Type 9 regulated activities of the firm
  • Implement various marketing programs in the enlarging of fund portfolio and to grow the profitability of portfolio
  • Perform in-depth research on secondary markets as well as private equity projects; analyze portfolio performance and monitor investment risk
  • Participate in all product development, including project due diligence, sales & marketing, to contribute for growing AUM
  • Manage discretionary accounts and funds, assist in formulating investment strategy


  • Current holder of SFC unconditional Responsible Officer license for Type 9
  • Hands on experience in successfully helping a firm to apply SFC Type 9 license and set up process, operations and infrastructure of the firm
  • At least 3 years of solid experience in asset management relating to portfolio management and fund management
  • Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control
  • Good command of Mandarin & English

We provide attractive remuneration package (basic+bonus+carry) and fringe benefits for the right candidate. Interested parties please send detailed resume with current and expected salaries to Human Resources Department by using Apply Now.

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

More job information
Job ref no. CT3116128-01#5696
  • N/A
Job Function
  • Sheung Wan
Employment Term
  • Full-time
  • 3 years - 8 years
Career Level
  • Senior management level
  • Degree