Job ref no.: CT3116513-01#1081

sole RO 4&9 (1 full-time: $70-100K, 1 part-time: neg.)

AMAC Human Resources Consultants

70,000 to 100,000 Per Month

sole RO 4&9 (1 full-time: $70-100K, 1 part-time: neg.)
  • Current holder of SFC unconditional Responsible Officer license for Type 4 and Type 9 regulated activities
  • Minimum 3 years of solid experience in asset management relating to portfolio management and fund management
  • Hands on experience in back office operation
  • Sound understanding of SFC, regulations and guidelines of relevant regulatory authorities and risk management control
  • Retail (public) fund experience is a plus
  • In-depth knowledge of the asset management industries
  • Analytical, detailed-oriented and able to work independently
Job Duties:
  • Assist in SFC license application in preparing and setting up process operations and infrastructure of the firm
  • Act as Responsible Officer with management responsibilities and duties to supervise SFC Type 4 and Type 9 regulated activities
  • Oversee the related business operations of the company and ensure the operations are complied with SFC regulations
  • Liaise with SFC and other regulators regarding investment products and licensing matters
  • Structure and establish fund products with different investment objectives to meet investors' interests
  • Ensure full regulatory compliance by formulating, reviewing and updating the operation procedures
  • Perform due diligence, investment evaluation and financial modeling for potential investors
  • Ad-hoc duties upon request
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More job information
Job ref no. CT3116513-01#1081
Salary
  • N/A
Job Function
Industry
Employment Term
  • Part-time
  • Full-time
Experience
  • 3 years - 8 years
Career Level
  • Non-management level
Education
  • Asso. Deg or High Dip
  • Degree