Job ref no.: A-51355

sole RO 4&9 (1 full-time: $70-100K, 1 part-time: neg.)

AMAC Human Resources Consultants

- Current holder of SFC unconditional Responsible Officer license for Type 4 and Type 9 regulated activities
- Minimum 3 years of solid experience in asset management relating to portfolio management and fund management
- Hands on experience in back office operation
- Sound understanding of SFC, regulations and guidelines of relevant regulatory authorities and risk management control
- Retail (public) fund experience is a plus
- In-depth knowledge of the asset management industries
- Analytical, detailed-oriented and able to work independently

Job Duties:
- Assist in SFC license application in preparing and setting up process operations and infrastructure of the firm
- Act as Responsible Officer with management responsibilities and duties to supervise SFC Type 4 and Type 9 regulated activities
- Oversee the related business operations of the company and ensure the operations are complied with SFC regulations
- Liaise with SFC and other regulators regarding investment products and licensing matters
- Structure and establish fund products with different investment objectives to meet investors' interests
- Ensure full regulatory compliance by formulating, reviewing and updating the operation procedures
- Perform due diligence, investment evaluation and financial modeling for potential investors
- Ad-hoc duties upon request 

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More job information
Job ref no. A-51355 (CT3116513-01#8390)
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 3 years - 8 years
Career Level
  • Middle management level
  • N/A