Job ref no.: DA/RO6/2020 (CT3126124-01#0693)

Sponsor Principal (type 6 IPO), Managing Director - Investment Management



  • Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm
  • Ensure operations comply with all existing relevant regulatory requirements and applicable laws as well as risk management requirements and standard of good market practices
  • Drive and develop investment banking business including IPO and advisory transactions
  • Build up good relationship with clients and maintain strong business network


  • Current holder of Responsible Officer & Principal licenses registered under SFC (Type 6)
  • University degree in accounting/ economics/ finance/ investment related discipline, professional qualifications such as CPA/ CFA preferred
  • Sound knowledge of SFO, regulations and guidelines
  • Excellent leadership capabilities
  • Strong command in spoken and written English and Chinese, fluency in Mandarin


  • Stable working hour.
  • Stable career 
  • Competitive year end bonus.
  • Great annual leave package
  • Great Career progression.
  • Fully comprehensive medical insurance and personal insurance
  • Great MPF Pension Scheme

 For further information, please contact our Douglas Au at 2523 9994 or by clicking Apply Now

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More job information
Job ref no. DA/RO6/2020 (CT3126124-01#0693)
Job Function
Employment Term
  • Permanent
  • Full-time
  • 0 year - 5 years
Career Level
  • Senior management level
  • Degree