Job ref no.: CT3127825-01#9574

Surveillance PCO


Surveillance Process and Control Oversight

Hong Kong


As a Barclays Surveillance Process and Control Oversight you will sit within Compliance Services and provide the capabilities to execute Global Markets Surveillance and Transaction Monitoring. You will take responsibility for supporting initiatives and leading sub work streams for the APAC Surveillance team, which collectively will enhance the end-to-end processes across Global Surveillance.


Barclays is one of the world's largest and most respected financial institutions, with 329 years of success, quality and innovation behind us. We offer careers that provide endless opportunity – helping millions of individuals and businesses thrive, and creating financial and digital solutions that the world now takes for granted.

What will you be doing?


  • Supporting and challenging the function and the end-to-end Surveillance Processes through operating model process design and Policy/Standards
  • Collaborating with technology and operations colleagues providing oversight and advice on current and future state process design and technology architecture
  • Supporting the function’s governance commitments as well as working with key stakeholders including regulators to ensure service delivery is effective
  • Assisting with the implementation and monitoring of data related controls for APAC Surveillance tools
  • Responding to and monitoring issues arising out of Surveillance supporting escalation and management to successful closure
  • Collaborating with technology and operations partners on technology architecture design and implementation

What we’re looking for:


  • Experience in Controls and Issues Management
  • Understanding of Market Surveillance and Systems, e.g. SMARTS
  • Knowledge of the Regulatory environment and Risk Management with exposure to Compliance matters
  • Experience of working in a global matrix environment

Skills that will help you in the role:


  • Surveillance experience
  • Financial Crime/Compliance/Risk Management related qualification preferred but not required Content to be in priority order
  • Experience around controls testing/design


Where will you be working?


Our offices are situated in the center of Hong Kong’s financial district, at 2 Queen’s Road. Cheung Kong Centre is an investment banking hub that offers panoramic views of Victoria Harbour and Kowloon Peninsula. There is a variety of local amenities and you will be just a short walk from shopping malls, health clubs and multiple transport links.




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More job information
Job ref no. CT3127825-01#9574
Job Function
Employment Term
  • Full-time
Career Level
  • Entry level
  • N/A