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Job ref no.: CT3115413-01#5867

Team head /AVP AML Compliance (Invesment Bank/ Securities Brokerage)

Asia Progress Executive Limited

Our client is PRC Invesment Bank/ Securities Brokerage . To cope with the rapid business expansion, they are now inviting high caliber candidates to join the team

 

Team Head /AVP AML Compliance ( Invesment Bank/ Securities Brokerage )

 

Job Responsibilities

  • Lead a team with special focus on anti-money laundering related matters in an effective and proficient manner
  • Manage the day-to-day aspects of the AML Compliance program and conducts due diligence investigations to ensure the Anti-Money Laundering (AML) policies and procedures are in compliance
  • Manage AML/Trade surveillance  aspects of responses to internal and external examiners
  • Lead the development and implementations of AML and Trade Surveillance process policies and reports
  • Review periodic AML/Trade Surveillance related testing and assist with setting monitoring parameters
  • Provide advisory to various business units on AML related matters such as client on-boarding and transaction monitoring
  • AML Advisory and provide advise to the business for Investment Banking , and other relevant stock holders in the region

 

Requirements

  • Degree holder
  • At least 5 years of experience in AML Compliance /FCC must Investment Bank or Or Financial Institution/IBK 
  • Strong knowledge of banking regulations/guidelines relating to anti-money laundering and sanctions
  • Strong self-motivation with good communication interpersonal and analytical skills
  • Excellent English communication skills and ability to develop productive relationships across functions

 

 

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More job information
Job ref no. CT3115413-01#5867
Salary
  • N/A
Job Function
Industry
Employment Term
  • Permanent
  • Full-time
Experience
  • 5 years - 10 years
Career Level
  • Middle management level
Education
  • Degree