Job ref no.: 498716
Bank of China (Hong Kong) Limited

Team Head, Wealth Management Compliance

Bank of China (Hong Kong) Limited

Job No.: 498716
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Compliance


  • Lead a team in providing compliance advisory to business units regarding regulatory compliance issues on wealth management products/services, including policies and procedures, compliance manuals, new products and business propositions
  • Participate in compliance-related projects, initiatives and system launch / enhancement
  • Review policies and procedures, compliance manuals etc. in accordance with the local laws and regulations, the market practices and the actual circumstances of the bank
  • Conduct compliance training for staff in accordance with local regulations and the Bank's policies and training objectives


  • Degree holder or above in Law, Banking and Finance, Accounting or related disciplines
  • At least 8 years' experience in regulatory compliance, preferably in banking, financial sectors or regulatory bodies, with at least 2 years of supervisory experience
  • Sound knowledge in investment and/ or insurance products, regulatory requirements and the market practices
  • Good analytical, interpersonal and communication skills with flexibility and adaptability to changes
  • Good command of both written and spoken English and Chinese
  • Proficiency in using Microsoft office 

We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidate. Interested parties, please submit your application online. For details, please visit our website

To apply:

Data collected would be used for recruitment purposes only. It might also be disclosed to our subsidiaries or Associated Companies to process the information for appointment. Applicants who do not hear from us within 8 weeks may consider their application unsuccessful and their data will be destroyed within 12 months of receipt.

More job information
Job ref no. 498716
Job Function
Work Model
  • On-site
Employment Term
  • Full-time
  • 8 years - 13 years
Career Level
  • Senior management level
  • Degree
  • Master's degree