Job ref no.: CT3119362-01#3467

TeamLead Equities Compliance , Global Market

Taylor Root Global Legal Recruitment

Hong Kong
  • Location:

    Hong Kong, Hong Kong

  • Sector:

    Banking & Financial Services

  • Job type:


  • Salary:


  • Contact:

    Rosanne Wong

  • Contact email:

    by clicking Apply Now

  • Job ref:

  • 119913_1549004590

  • Published:

    3 days ago

  • Expiry date:


My client is an investment bank with worldwide presence. They are currently looking for an Equities Compliance Team Lead to join their compliance department.


  • Act as the Hong Kong Equities Compliance Lead, primary contact with Hong Kong regulators and first point of escalation for equities related matter
  • Provide guidance and direction to related business units on any equities regulatory compliance related matters
  • Provide advisory on regulatory aspects of the Equities business and ensure the business is conducted in accordance with regulatory requirements
  • Report directly to senior line management and work closely with teammates on any equities regulatory compliance related matters



  • Bachelor's Degree or equivalent
  • Minimum 8-10 years of experience in equities compliance advisory
  • Management experience is a must
  • Strong knowledge on equities regulations
  • Excellent command in both Chinese and English.


Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.


Apply Now

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

More job information
Job ref no. CT3119362-01#3467
  • N/A
Job Function
Employment Term
  • Full-time
  • 8 years - 10 years
Career Level
  • Senior management level
  • Degree