Job ref no.: CT3114388-01#4866

Trade Control and Reporting Analyst

Robert Walters

Salary: HKD20,000 - HKD28,000 per month

Location: Kowloon

Consultant: Tara Lam

This role sits in the Global Market Operations and be part of the Trade and Transaction's risk and control function. The main responsibility is to manage OTC Derivatives Trade Report. The main focus of the role is to minimise the Operational Risk. Reporting to the department manager, candidate will be working with a team of 12 seasoned team members. Candidate must have good knowledge on Derivative products and operational risk control.


  • Work with Trade and Transaction Reporting global team to identify and escalate defects and reporting issues
  • Help create & maintain a strong control environment where regulatory issues are identified in a timely manner
  • Directly manage the trade reporting processes relating to changes in new and existing reporting requirements -covering HKMA, CFTC, MAS, and ASIC
  • Deliver Global Control activities for company global OTCD Trade Reporting Obligations
  • Monitor daily regulatory controls and booking reports, take remedial action in escalating issues to senior management
  • Provide support to the daily reconciliations between the trading systems and the Trade Repository
  • Interact with offshore and onshore colleagues as part of daily controls
  • Understand Global Regulatory Obligations, System Infrastructure & Reporting Mechanisms as well as OTC Derivative Products and the OTCD Market, and utilise this knowledge to identify reporting or operational inefficiencies and drive improvement
  • Work with IT department to help determine root cause of issues
  • Work with offshore and onshore team on daily controls activities
  • Understand and explain the technical infrastructure that supports regulatory reporting and suggest improvements


  • Knowledge of the main aspects of HKMA, CFTC, MAS, ASIC and EMIR trade reporting is highly preferred
  • Bachelor Degree in Risk Management / Business / Finance / Banking or any related discipline
  • Minimum 1-2 years of experience in control function within Financial Institutes or Investment Banking is highly preferred
  • Strong communication in both Chinese and English
  • Ability to work in a fast changing environment and to operate a large number of systems and regulatory challenges.
  • Good understanding of the operation flow of Investment Bank and to also understand OTC Derivative products
  • Strong analytical & investigative skills
  • Skilled in Excel (Macro & Pivot) and SharePoint

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More job information
Job ref no. CT3114388-01#4866
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 1 year - 2 years
Career Level
  • Non-management level
  • Degree