Job ref no.: CT3116513-01#0839

URGENT - Responsible Officer, Type 6 (Corporate Finance & Financial Advisory) Attractive Package!

Allegro Search Consultancy

- Allegro Search Consultancy is a specialized search and consulting firm dedicated to the recruitment of professionals in banking and finance industries within Hong Kong, China and Asia regions. Our philosophy is committed to success by Search of Excellence, through the professionalism of our recruitment services to niche the market leaders and talents to enhance the growth of their businesses and career prospects.Job Responsibilities:

Manage subordinates to supervise SFC Type 6 regulated activities
Lead the projects and activities of corporate finance and advisory services, and participate in client servicing and marketing
Perform due diligence, investment evaluation and financial modeling for potential investors
Ensure the compliance of all applicable laws, rules and regulations, including the proper documentation of all operations, policies and procedures
Ensure full regulatory compliance by formulating, reviewing and update the operation procedures and liaise with SFC when necessary
Implement regulatory guidelines and codes in accordance with the market practices
Take up ad-hoc projects as assigned by top management

Job Requirements:
Degree holder or above in Finance, Accounting, Business or related disciplines plus CPA/CFA is an advantage
At least 6-8 years' experience in handling corporate finance/financial advisory and equity capital market transactions execution gained with financial industry
Proven track record in Hong Kong corporate finance and financial advisory transactions (financial advisory, rights issue or share offerings etc.)
Sound knowledge of SFO, SFC Code of Conduct and rules, Takeover Codes etc.
Current holder of SFC Licensed Responsible Officer for Type 6
Possess strong analytical, communication and writing skills, with a proven track record in leading and executing successful deal transactions in the past years
Good relationship with the Hong Kong Stock Exchange and other regulatory authorities in Hong Kong and China
Good connection/relationship or good origination capability with Greater China corporate, institutional, and sovereign clients are advantageous
Team player, proactive with drive character, diplomatic, tactful, excellent communication and presentation skills
Excellent command of written and spoken English and Chinese (including Putonghua)

(Well-experienced candidates will considered for senior grade)

**Very attractive remuneration package with excellent fringe benefits will be offered to the right candidate.**
Interested parties, please send your FULL RESUME (in MS WORD format) with availability, current and expected salary by clicking Apply Now or you can contact us at (852) 2853 7622 / Fax (852) 3113 1722 for any enquiry.

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More job information
Job ref no. CT3116513-01#0839
  • N/A
Job Function
Employment Term
  • Full-time
  • 8 years - 13 years
Career Level
  • Senior management level
  • Degree