Job ref no.: CT3118290-01#8722

Vice President, Compliance Monitoring and Review

Bowen Partners

  • International Leading Financial Institution
  • Team Manager
  • Friendly Working Environment

Our client is an international financial institution and has a solid track record of success across Hong Kong and China. They offer a comprehensive selection of products and services across global banking & markets, corporate banking, private banking and retail banking. An excellent opportunity has arisen for a motivated regulatory compliance professional to lead the Compliance Review Team.

They key responsibilities for this position are as follows:

  • Roll out and update regulatory updates to various business lines.
  • Conduct risk-based compliance reviews and evaluate regulatory compliance risk and control issues.
  • Create compliance review reports to highlight specific regulatory compliance issues.
  • Coordinate with central and regulatory compliance teams for onsite and offsite examinations.
  • Liaise with regulators such as HKMA and SFC.
  • Continue to resolve issues identified in compliance reviews and formulate programs and procedures in accordance with regulatory rules and regulations.

Successful applicants will have the following skills and experience:

  • Solid understanding of policies and procedures of the bank.
  • 5 years of compliance audit, monitoring, review and testing in banking and financial services industry.
  • Fluent in both English and Chinese.
  • Independent, proactive and excellent working attitude.

Interested parties please click Apply Now to apply job.

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