Vice President (General Compliance Team) – Regulatory Compliance Department

Responsibilities:

• Review and provide timely feedback for matters with compliance implications to business units as well as management team
• Disseminate latest development of rules and regulations and their implications to the concerned units and management team for their attention and implementation of regulatory requirements
• Disseminate, consolidate and follow up regular and ad hoc requests/ surveys/ enquiries raised by the HKMA and other regulators to ensure timely submission
• Coordinate and arrange with business units to conduct and follow up gap analysis report for new/ revised SPMs and regulatory updates with significant impacts on the Bank’s operation and customers
• Cultivate compliance culture and raise compliance awareness among staff by enhancing communication and providing training on general compliance matters where necessary
• Contribute to enhancement on the overall compliance risk management framework
• Review the overall assessment and provide comments on the Bank’s final response to complaints with compliance issues/ elements
• Perform other ad hoc projects or assignments

Requirements:

• University graduate in Business Administration, Finance or related discipline
• Minimum 8 years’ working experience in general compliance / regulatory compliance
• Familiar with banking laws, rules and regulations including Code of Banking Practice, HKMA Supervisory Policy Manual, Credit/Loans and Fintech Development
• Sound knowledge of general banking products and services
• Attentive to details and able to exercise judgment with strong analytical skills
• Good team player with strong communication and interpersonal skills and able to work with stakeholders at different levels
• Proficient in both English and Chinese, including Mandarin

We offer competitive remuneration package and promising career opportunities to the successful candidates. Interested parties, please send full resume with current & expected salary and the date of availability to The HR Division, G.P.O. Box 2535, HK , or by clicking Apply Now. Please quote reference on your application. Information provided will be treated in strict confidence and only be used for recruitment purposes. Personal data of unsuccessful applications will be destroyed 24 months after the completion of the recruitment and selection exercise.