Posted on 2022-01-20
Shanghai Commercial Bank Ltd.

Vice President, Product Process Control (Quality Control & Assurance)

Shanghai Commercial Bank Ltd.


  • Develop, lead and manage the onsite and off-site monitoring team to ensure different regulated activities and branch operation are in compliance with the ordinances, rules and codes, regulatory requirements as well as internal guidelines and procedures
  • Co-ordinate relevant governance meeting/reporting to monitor and review the compliance and operational risks
  • Participate in system enhancement projects for compliance control and monitoring and related MIS reporting for quality assurance functions
  • Act as key liaison party on internal/external audit/regulatory/compliance reviews, including but not limited to investment & insurance selling process, branch operation, Deposit Protection Scheme, etc.
  • Manage and supervise the registration, maintenance and monitoring functions under Capital Investment Entrant Scheme of the Bank, the registration process of Professional Investor and its related regulatory requirement


  • Bachelor Degree in Business Administration, Risk Management or other related discipline
  • Minimum 10 years of working experience in banking/financial services industry with exposure in risk and control management/regulatory compliance/audit/product & process development/ Chief Operating Office
  • Experience of leading a team to deliver quality onsite and offsite assurance checking services would be an advantage
  • Good knowledge of investment & insurance products/process and branch operation, experience in internal & external compliance/audit review on I&I business, Deposit Protection Scheme, branch operation would be an advantage
  • Familiar with regulatory requirements and industry standards on regulated activities
  • Strong leadership and ownership, independent and proactive, strong analytical and problem-solving skills, strong attentiveness to detail, compliance and control orientation, able to work under pressure, sensitive to regulatory reporting
  • Good command of spoken and written English and Chinese

Attractive remuneration package will be offered to the right candidates. Interested parties please click Apply Now to submit your full resume with current and expected salary to the Human Resources Division.

Please visit us at for more information about our Bank.

All personal data collected will be used for recruitment related purposes strictly in accordance with the Bank's personal data policies, a copy of which will be provided immediately upon request by contacting our Personal Data Compliance Officer. Applicants who are not contacted within two months may consider their applications unsuccessful and the personal data collected from the applicants will be retained for no longer than two years from the date of rejection during which the applicants may be considered for other suitable positions within the Bank.

More job information
  • 5-day week
  • 13-month pay
  • Dental plan
  • Discretionary bonus
  • Education subsidies
  • Insurance plan
  • Medical plan
  • Paid overtime
Job Function
  • Kwun Tong
Employment Term
  • Permanent
  • Full-time
  • 10 years
Career Level
  • Senior management level
  • Degree