Job ref no.: QRCD (CT3129698-01#0049)
Chong Hing Bank

Vice President, Regulatory Compliance

Chong Hing Bank

Responsibilities:

  • Review and provide feedback for matters with compliance implications to business units as well as management team;
  • Disseminate latest development of laws and regulations and their implications to the concerned units and management team for their attention and implementation of regulatory requirements;
  • Disseminate, consolidate and follow up regular and ad hoc requests/ surveys/ enquiries raised by the HKMA and regulatory bodies to ensure timely submission;
  • Coordinate and arrange with business units to conduct and follow up gap analysis report for new/ revised SPMs and regulatory updates with significant impacts on the Bank’s operation and customers;
  • Cultivate compliance culture and raise compliance awareness among staff by enhancing communication and providing training on general compliance matters where necessary;
  • Contribute to enhancement on the overall compliance risk management framework;
  • Review the overall assessment and provide comments on the Bank’s final response to complaints with compliance issues/ elements;
  • Perform other ad hoc projects or assignments

Requirements:

  • University degree in Law, Business Administration, Accounting, Finance or related discipline;
  • Minimum 8 years’ working experience in banking/ financial services industry with compliance, audit, risk management or internal control experience;
  • Conversant with banking laws, rules and regulations including Code of Banking Practice and HKMA Supervisory Policy Manual, etc.; Sound knowledge of general banking products;
  • Self-initiated and able to work independently; attentive to details and able to exercise judgment with strong analytical skills;
  • A good team player with strong communication and interpersonal skills and able to liaise effectively with stakeholders at different levels;
  • Proficient in both English and Chinese, including Putonghua. 

We offer competitive remuneration package and promising career opportunities to the successful candidates. Interested parties, please send full resume with current & expected salary and the date of availability to The HR Division by clicking Apply Now. Please quote reference on your application. Information provided will be treated in strict confidence and only be used for recruitment purposes. Personal data of unsuccessful applications will be destroyed 24 months after the completion of the recruitment and selection exercise. 

More job information
Job ref no. QRCD (CT3129698-01#0049)
Salary
Job Function
Industry
Location
  • Central
Employment Term
  • Permanent
  • Full-time
Experience
  • 8 years
Career Level
  • Senior management level
Education
  • Degree
Benefits
  • 5-day week
  • Dental plan
  • Discretionary bonus
  • Education subsidies
  • Insurance plan
  • Medical plan
  • … + 1 more