Compliance plays a critical role in the successful execution of the firm's compliance mission. The Compliance function ensures the development and maintenance of a strong compliance culture by developing and maintaining a program infrastructure that identifies measures and monitors adherence with applicable laws, regulations and rules that govern our business globally. Compliance teams work closely with business, corporate functions, legal, risk, and audit teams to provide expertise on regulatory compliance matters, assess and measure compliance and related risks, and monitor and test the adequacy of the firm's compliance control environment.
The Hong Kong Compliance team has the responsibility to ensure lines of business’s and corporate functions’ compliance to local law and regulations, as well as their adherence to the firm’s policies & practices.
We are currently seeking a high caliber individual to join our Hong Kong Compliance team. The candidate will be responsible for providing regulatory advice to stakeholders in relation to technology, privacy and outsourcing matters in Hong Kong.
The individual will work with a broad and diverse set of stakeholders across the firm, including location senior business management, legal, colleagues within compliance who covers other lines of business (LOB) and functions, and other control and risks counterparts.