Job ref no.: CT3128593-01#0943
Shanghai Commercial Bank Ltd.

Vice President/Assistant Vice President, Compliance Review (Team Head)

Shanghai Commercial Bank Ltd.


  • Lead the Compliance Review function to conduct timely compliance reviews on local and overseas operations of the Bank and its subsidiaries in accordance with annual compliance review plan in order to ensure compliance with internal policies/guidelines as well as external regulatory requirements
  • Assess compliance status of the Bank and its subsidiaries and formulate annual compliance review plan
  • Oversee the development and updates of compliance review programs for effective execution
  • Proactively identify, assess, and report the compliance risks of local and overseas operations and provide recommendations for findings identified and risk mitigation
  • Monitor the remediation actions to rectify findings identified in compliance reviews and examinations performed by regulators
  • Coordinate regulatory onsite examinations conducted by regulators
  • Handle ad-hoc reviews assigned by management
  • Summarize compliance status of local and overseas operations of the Bank and its subsidiaries and prepare management reports to senior management


  • Degree holder in Business Administration, Risk Management, Law or related disciplines
  • Minimum 10 years of compliance experience, with exposure to banking operations preferably in China or U.S.
  • Well versed in Hong Kong banking regulatory requirements
  • Good knowledge of China or U.S. regulatory regime
  • Experience in dealing with local and overseas regulators preferred
  • Responsible and detail-minded with good analytical and communication skills
  • Fluency in English, Cantonese and Mandarin, and excellent presentation and written skills
  • Organized and disciplined, able to meet tight deadlines
  • Occasional travel to overseas countries required

Attractive remuneration package will be offered to the right candidates. Interested parties please click Apply Now to submit your full resume with current and expected salary to the Human Resources Division or by post to G.P.O. Box 139, Hong Kong.

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All personal data collected will be used for recruitment related purposes strictly in accordance with the Bank's personal data policies, a copy of which will be provided immediately upon request by contacting our Personal Data Compliance Officer. Applicants who are not contacted within two months may consider their applications unsuccessful and the personal data collected from the applicants will be retained for no longer than two years from the date of rejection during which the applicants may be considered for other suitable positions within the Bank. 

More job information
Job ref no. CT3128593-01#0943
Job Function
  • North Point
Employment Term
  • Permanent
  • Full-time
  • 10 years
Career Level
  • Senior management level
  • Degree
  • 5-day week
  • 13-month pay
  • Dental plan
  • Discretionary bonus
  • Education subsidies
  • Insurance plan
  • Medical plan
  • Paid overtime
  • … + 3 more