Job ref no.: CT3119652-01#3381

VIE - Compliance Assistant - 12 mois (H/F) - Hong Kong

Natixis

Natixis Investment Managers ("NIM") offers unique access to more than 20 specialized management companies in the United States, Europe. and in Asia. Natixis IM is one of the world's leading asset management companies.


Poste et missions

This position is to assist NGAM Int'I Distribution Asia Pacific (ex Japan) Compliance team to conduct monitoring activities and to provide regulatory advice to the BDUs.

  • Review of marketing materials for the region and also low-risk international marketing materials ;
  • Wolrd Check Database screening for prospects and support resolution of AML issues ;
  • Code of Ethics administration for Asia Pacifi (ex-Japan) ;
  • Handling licensing related matters for Hong Kong, includinf monitoring the activities of the non-HK based licensed representatives under NGAM HK ;
  • Assisting in various compliance reportings (e.g. MCR, Operational Incidents Log, etc.) ;
  • Conduct certain testings according to the control plan for the region ;
  • Assist in regulatory analysis.

Profil et competences requises

Educational background : degree level preferably in a relevant subject (law, regulation, risk management, finance)
Experience : asset management / compliance related working experience preferred

 

This position is only opened to the candidates who are eligible to the Business France V.I.E program :

  • You are French or European citizens
  • your age is between 18 and 28 years old
  • You are not a citizen of the assignment country
  • You are graduated

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More job information
Job ref no. CT3119652-01#3381
Salary
  • N/A
Job Function
Industry
Employment Term
  • Full-time
Experience
    N/A
Career Level
  • Entry level
Education
  • Degree