Job ref no.: 22961 (CT3119080-01#3510)

VP, Compliance (Asset Management) (Ref. No.: 22961)

Global Executive Consultants Ltd.

Our client, a Financial Institution, is looking for high-caliber person to fill the position


  • Review/ Supervision of daily work with the goal of providing timely and accurate  reporting in Compliance and Accounting
  • Review/ Check/ Authorize fund transfer and related internal process
  • Partner with onshore teams to ensure smooth functioning of the process
  • Review/ Modify the monthly/quarterly financial and compliance reporting
  • Preparation of insightful, high quality Management presentations
  • Support ad hoc requests from the Business and Senior Management
  • Identify and drive continuous improvement initiatives
  • Liaising with compliance agents, accountants, lawyers and regulatory bodies


  • Degree or above with major in Finance, Accounting, Risk or Law Degree (focus on Commercial Law & Contract Law will be a plus)
  • Minimum 5 years experience in Internal Audit, Legal or Compliance role, preferably gained from asset management industry
  • Fluent spoken and written English and Mandarin
  • Familiar with regulatory environment in regional financial industry

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More job information
Job ref no. 22961 (CT3119080-01#3510)
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 5 years - 10 years
Career Level
  • Middle management level
  • Degree