Job ref no.: CT3114388-01#8384

VP Compliance - Fund Manager

Robert Walters

  • Discretionary bonus

This position will be a VP level compliance professional that will report directly into the Head of Compliance for the Hong Kong business. This role will be responsible for real-time business advisory services, regulatory compliance matters and assisting in oversight of general compliance team.

This person will be required to:

  • work closely with business teams and fund manager on real-time compliance advisory matters
  • provide ongoing regulatory advice to senior leadership and business units
  • assist in oversight of team handling general compliance matters (licensing, code of conduct, monitoring, etc)
  • act as key point of contact to external regulators as needed
  • other ad hoc duties as needed

This person should have:

  • 7+ years in compliance within global financial institutions
  • demonstrated expertise on the operations of a global fund management company
  • experience in a direct business advisory compliance/regulatory role
  • Fluent in Mandarin and Cantonese

Get in touch

Tony Wilkey

+852 2103 5338

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More job information
Job ref no. CT3114388-01#8384
  • N/A
Job Function
Employment Term
  • Full-time
  • 7 years - 12 years
Career Level
  • Senior management level
  • N/A