Job ref no.: CT3118690-01#2610

VP Compliance (Wealth Management Products), Around 1M Base + Bonus

Charterhouse Partnership

Large, prestigious financial services group is seeking to hire an experienced Compliance Manager for its Hong Kong office. 

  • Large, prestigious financial services group
  • Opportunity to lead a small team
  • Around 1M base salary plus bonus

Responsibilities:

  • Providing compliance advice on new business products and initiatives and conducting research on the applicability of relevant regulations
  • Advising management, business, operations and other relevant departments on industry best practices and promoting compliance awareness and conducting training
  • Implementing policies and procedures in relation to, and regularly review of, product marketing materials, sales programs, and advertisements to ensure compliance with legal and regulatory requirements
  • Identifying and reporting allegations of non-compliance relating to protocols and suggest compliance planning improvements

Requirements:

  • Bachelor’s degree or above
  • At least 8 years of related compliance experience with a financial services company
  • Knowledge and experience of  different financial products (equities, bonds, commodities, derivatives or funds)
  • Strong communication skills in English and Chinese

If you are interested in finding out more about this career opportunity, please email your resume to Erica Wong by clicking Apply Now   Tel: (852) 3151 1300 Web: www.charterhouse.com.hk

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More job information
Job ref no. CT3118690-01#2610
Salary
  • N/A
Job Function
Industry
Employment Term
  • Permanent
  • Full-time
Experience
  • 8 years - 13 years
Career Level
  • Senior management level
Education
  • Degree