Posted on 2021-10-11

VP FICC Compliance

Aquis Search


Job Responsibilities

  • Support execution of regulatory compliance initiatives, review and training
  • Advise business on compliance and regulatory risk issues arising from new product introduction and ensure proper controls are in place for the product approval process
  • Seated in front office to support traders on trade related compliance matters
  • Support provision of advisory services on statutory, regulatory and internal requirements on banking business
  • Provide support to Head of Compliance / Team Head in ad-hoc projects

Job Requirements

  • Strong stakeholder managment skills
  • Minimum 6 year experience in banking industry with strong knowledge in Fixed Income products, ie. FX, Credit, Rates
  • Hand-on compliance experience / practical knowledge of various statutory and regulatory requirements relevant to banking industry is preferred
  • Good command of both written and spoken English
  • Good interpersonal skills and attention to details

 Interested parties please apply by clicking Apply Now.


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More job information
Job Function
Employment Term
  • Permanent
  • Full-time
  • 6 years - 11 years
Career Level
  • Senior management level
  • Degree