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Job ref no.: 90186014

VP, Internal Audit

Barclays


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Full-time, Permanent

Job Title:

VP, Internal Auditor

Location:

Hong Kong
 
The incumbent will support the Director to define the coverage strategy and audit plan for Hong Kong, China, Banking, Corporate Banking and Markets (primarily equity financing and equity derivatives), taking into account Audit Risk Appetite, current and expected business environment, regulatory requirements and resourcing levels within the Function. You will manage audit work to ensure that relevant risks and controls have been identified and appropriately assessed. You will deliver audits/assignments to a high standard in line with audit methodology and to the BIA Audit Plan.
Your Role
  • Review and complete processes and documentation of scoping, risk & control identification, control evaluation and observations in BIA audit toolkit.
  • Lead discussions with clients regarding audit observations, consulting with the Director where necessary.
  • Build independent and respected relationships with clients on each audit and develop on-going relationships with key clients in aligned business area.
  • Write high quality observations and audit reports (with input from the audit team). Provide complete, accurate and timely information for BIA reporting.
  • Manage audit teams on a day to day basis, working to ensure that audits progress as planned, as regards scope, budget and timetable.
  • Continue to update awareness of risk issues and changes across relevant business units and use this knowledge to update audit approach where necessary.
  • Develop a wide network of contacts across BIA and the business to identify and work towards strategic goals.
  • Provide constructive feedback and evaluation to team members for audit assignments and support Directors in their assessment of Assistant Vice Presidents (AVPs)
  • Act as mentor and coach to less experienced team members and support others to develop. Provide guidance to AVPs during audit assignments. Own and drive personal learning to support achievement of career aspirations.
 
Essential Skills
  • Extensive experience in risk based auditing or risk/control activities
  • Relevant professional qualifications (e.g. CIA, MIIA, ACCA, CISA, for audit roles; technical qualification for specialist risk team roles; and graduate degree for all)
  • Practical understanding of relevant regulatory environment
    Experience of managing audits/driving initiatives in a relevant field
  • Proven track record of high performance in previous roles to include senior client management

Desirable Skills

  • Financial services industry knowledge
  • Knowledge about new and emerging financial products and services.
  • Experience of leading others during audit assignments
 
About Us
Barclays is a transatlantic consumer, corporate and investment bank offering products and services across personal, corporate and investment banking, credit cards and wealth management, with a strong presence in our two home markets of the UK and the US. Our goal is to become the bank of choice by providing superior services to customers and clients and supporting our stakeholders via a commercially successful business that generates long-term sustainable returns.
Risk and Control Objective
All Barclays colleagues have to ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards.
 
Your Application
To be considered for this role, click on the apply button now.
 
Barclays Values & Diversity
Dynamic working gives everyone at Barclays the opportunity to integrate professional and personal lives, if you have a need for flexibility then please discuss this with the hiring manager. We are an equal opportunity employer and we are opposed to discrimination on any grounds. It is the policy of Barclays to ensure equal employment opportunity without discrimination or harassment on the basis of race, colour, creed, religion, national origin, alienage or citizenship status, age, sex, sexual orientation, gender identity or expression, marital or domestic/civil partnership status, disability, veteran status, genetic information, or any other basis protected by law.

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More job information
Job ref no. 90186014 (CT3114387-01#7432)
Salary
  • N/A
Job Function
Industry
Employment Term
  • Full-time
Experience
  • 0 year - 5 years
Career Level
  • Senior management level
Education
  • N/A