Job ref no.: CT3114388-01#7958

VP / SVP - Corporate Finance (Principal & SFC Type 6 / RO)


*VP / SVP - Corporate Finance

Job Responsibilities:

  • Lead and execute a wide range of corporate finance and capital market transactions including IPO, financial advisory, M&A, and other Listing Rules and/or Takeovers Code related transactions and capital raising exercises for Hong Kong, the PRC and international clients
  • Manage and work with the team to execute mandated transactions including managing client relationships, assisting in the documentation process, coordinating the entire transaction and activities of all working groups, conducting due diligence, resolving issues, site visits, management and third parties interviews, as well as liaising with the relevant regulatory authorities
  • Assist in sourcing and serving potential cornerstone and strategic investors in equity or debt products
  • Play a supervising role in execution of IPO and other financial advisory projects including undertaking due diligence and other work
  • Prospect of being licenced as a Sponsor Principal
  • To perform ad hoc projects as required


  • Degre or above, MBA is preferred.
  • Holder of SFC license Type 6 representative licence with current RO status and/or principal status a plus
  • 10 years or above of intensive working experience in Corporate Finance, M&A, and/or business development. Strong project management and evaluation skills are essential.
  • Good knowledge in Listing Rules, Takeover Codes, Company Law and other relevant rules and regulations
  • Self-motivated and passionate about personal and group accomplishment.
  • Ability to lead teamwork with a collaborative approach to business.
  • Good at building strategic relationship with internal and external parties.
  • Good command of both written & spoken English & Chinese. Fluency in Mandarin is a must.

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More job information
Job ref no. CT3114388-01#7958
  • N/A
Job Function
  • 10 years - 15 years
Career Level
  • Senior management level
  • Degree