Job ref no.: CT3118290-01#0106

VP/AVP/Associate - Settlement Operations (Equity & Fixed Income) x 3, New Headcounts, Good Prospects!

Allegro Search Consultancy

Job Responsibilities:

  • Handle trade settlement, corporate actions events for equity/bond markets
  • Liaise with external brokers, custodians and clearing house (Products: Equity and Fixed Income)
  • Co-ordinate with front office and institutional clients in resolving any settlement issues
  • Perform stock holding reconciliation
  • Handle all investment banking and corporate finance transactions after deal closing, providing coordination support with front office, external brokers, custodians and clients;
  • Operate and maintain a platform to effectively allow trade booking, client on boarding and settlement across all relevant business units;
  • Handle enquiry from Front Office, Legal and Compliance and Finance;
  • Ensure the regulatory requirements on investment banking and corporate finance business;
  • Participate in new product launch projects to cope with business expansion

Job Requirements:

  • Degree holder in Finance/Business Administration or related discipline(s);
  • Minimum 4 years’ relevant experience gained with securities brokerage or investment banking;
  • Familiar in CCASS, Clearstream and related systems for settlement
  • Team player, proactive, detailed-oriented and sensitive to number;
  • Excellent inter-personal and communication skills, able to work independently and under pressure;
  • Attained all necessary regulatory criteria for carrying out securities brokerage activities;
  • Good command of written and spoken English and Chinese including Putonghua.

(Well-experienced candidates will be considered for senior grade)

**Very attractive remuneration package with excellent fringe benefits will be offered to the right candidate.**
Interested parties, please send your FULL RESUME (in MS WORD format) with availability, current and expected salary by clicking Apply Now or you can contact us at (852) 2853 7622 / Fax (852) 3113 1722 for any enquiry.

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