Job ref no.: CT3118290-01#0106

VP/AVP/Associate - Settlement Operations (Equity & Fixed Income) x 3, New Headcounts, Good Prospects!

Allegro Search Consultancy

Job Responsibilities:

  • Handle trade settlement, corporate actions events for equity/bond markets
  • Liaise with external brokers, custodians and clearing house (Products: Equity and Fixed Income)
  • Co-ordinate with front office and institutional clients in resolving any settlement issues
  • Perform stock holding reconciliation
  • Handle all investment banking and corporate finance transactions after deal closing, providing coordination support with front office, external brokers, custodians and clients;
  • Operate and maintain a platform to effectively allow trade booking, client on boarding and settlement across all relevant business units;
  • Handle enquiry from Front Office, Legal and Compliance and Finance;
  • Ensure the regulatory requirements on investment banking and corporate finance business;
  • Participate in new product launch projects to cope with business expansion


Job Requirements:

  • Degree holder in Finance/Business Administration or related discipline(s);
  • Minimum 4 years’ relevant experience gained with securities brokerage or investment banking;
  • Familiar in CCASS, Clearstream and related systems for settlement
  • Team player, proactive, detailed-oriented and sensitive to number;
  • Excellent inter-personal and communication skills, able to work independently and under pressure;
  • Attained all necessary regulatory criteria for carrying out securities brokerage activities;
  • Good command of written and spoken English and Chinese including Putonghua.


(Well-experienced candidates will be considered for senior grade)

**Very attractive remuneration package with excellent fringe benefits will be offered to the right candidate.**
Interested parties, please send your FULL RESUME (in MS WORD format) with availability, current and expected salary by clicking Apply Now or you can contact us at (852) 2853 7622 / Fax (852) 3113 1722 for any enquiry.

For more information about our company, please visit our website at www.allegrosearch.com All information provided will be treated in strict confidence and used solely for recruitment purpose.

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